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Compliance Analyst
Description
Compliance Analyst | Break into Fund Compliance | £30k - £45k | Broad Exposure |

FourthLine have been engaged by a rapidly growing Fintech Fund Compliance Consultancy firm who have a lot of investment behind them. We are looking to identify a Compliance Analyst to be based at our client's offices in central London. The position is an excellent opportunity for a junior level candidate with 1-3 years compliance experience to develop a career with an exciting international firm, which can offer lucrative long term career opportunities. Essentially my client is looking to identify a candidate who they can develop through "hands on" coaching and structured training.

Position - Compliance Analyst

Location - Central London

Salary - £30-45k (Please note for the upper band my client would expect exposure to Inv Mgmt)

Responsibilities:

- Supports the Compliance Managers and Senior Compliance Consultants to ensure that the firm and its clients are in compliance with FCA regulatory and compliance rules.

2. Support and manage the on-boarding process (KYC/AML checks/credit checks, etc) of new FCA regulated corporate teams and individuals within the financial services industry

3. Support the compliance team on a variety of client facing compliance projects

4. Conducts research and prepares documentation in response to client inquiries

5. Organising and participating in client meetings for compliance projects

6. Participate in internal training programs as part of your continuing learning and development program

Requirements:

- Graduate (undergraduate degree or equivalent)
- 1-3 years experience in a compliance/regulatory environment
- Investment Management experience is advantageous.

The Interview Process

My client is looking to conduct 1st stage interviews within the next 7 days.

Next Steps

If this role is of interest, please send an up to date copy of your CV to Colm Conway to arrange a time to discuss in more detail. A full job description is available following an initial call. My contact details are below should you prefer to have an informal discussion regarding the opportunity prior to application.
Job Details
Job Ref: 219544155
Hours: Not Specified
Location: London, United Kingdom
Working Term: Permanent
Salary: GBP GBP 30000.00-45000.00 Annual Annual