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Regulatory Compliance Analyst
Description
This role is due to expansion plans of the company. It provides an excellent opportunity to gain experience in compliance in a global and fast paced FinTech business environment.

The candidate will perform a diverse and interesting compliance role within the firm, working on a range of matters including legal and regulatory registration in new jurisdictions, application of new upcoming regulations and control functions. The candidate will be also involved in financial crime projects.

This will include exposure to, and assisting with, the development of the Company's Compliance Framework and Policies, the application of the Money Laundering Directive and JMLSG Guidance / other AML regulatory guidance, Counter Terrorist Financing measures, Fraud prevention, Suspicious Activity Reporting, Anti-Bribery and Corruption requirements, Introducer controls, Conduct and Culture, Sanctions, KYC and onboarding processes, the Client Risk Assessment Model, which includes detailing industry specific onboarding requirements, application of the Payment Services Regulations, Regulatory licensing requirements, Fraud prevention and Data Privacy.

It is important for the candidate to have excellent written and interpersonal skills and be able to offer practical and commercially viable solutions to tasks provided.

The ideal candidate will have a legal degree or equivalent compliance qualifications.

Communication and planning are key functions of this role. The successful candidate will work closely with all parts of the global business and also work directly with the Global Head of Compliance to assist with the Global Compliance Program.

The team members comprise of: the Head of Compliance, a Compliance Manager, Compliance Associates and two Compliance Analysts. You will report to one of the Compliance Associates also with direct supervision of the Head of Compliance.

Job Requirements

* Assist in the legal and regulatory registration of new offices.
* Assist in the application of new upcoming regulations.
* Writing and updating policies, procedures, bulletins and guidance notes.
* Undertaking internal company controls as for example: spot checks or call monitoring (listening to Sales calls to identify any incorrect practices).
* Dealing with ad-hoc compliance queries from the business.

Essential Candidate Requirements

* Legal degree.
* 1-2 years' experience in a compliance function preferably in an API or EMI.
* Familiar with Money Laundering Regulations, Payment Services Directive, MIFID, etc.
* Familiar with local regulatory requirements.
* Ability to evidence a rationale for their desire to work in a fast paced FinTech.
* Personable, with ability to work well within a team environment and build relationships.
* Excellent written and verbal communication skills.
* Ability to deal with problems in a practical way, and make sound decisions (commercial approach and understanding of issues facing the firm).
* Ability to work independently on tasks, while seeking guidance wherever needed to ensure they are completely to agreed deadlines.

High attention to detail
Job Details
Job Ref: 219873959
Hours: Not Specified
Location: London, United Kingdom
Working Term: Permanent
Salary: GBP GBP 25000.00-28000.00 Annual £25000 - £28000/annum Annual, £25000 - £28000/annum